Criminal and Corporate Compliance Consulting Company, based in the US

Corporations of every size face a range of enterprise risks or have to comply with mandated regulatory settlements requiring independent monitoring. Such ongoing challenges require an operating environment that has robust internal controls and compliance policies that are tested and remediated on an on-going basis. Rocha Law LLC provides integrated global teams of industry specialists and compliance experts who offer a cost-effective approach to testing, enhancing and monitoring criminal and corporate compliance programs. 

Compliance Programs

Effective compliance programs play a critical role in warning off potential threats and preventing violations of laws that, at a minimum, could tarnish a corporation’s image and impact its business relationships or financial viability. 

At Rocha Law LLC, Nathasha Rocha leads highly experienced professionals who bring detailed knowledge of their fields and industries to client projects, providing full-scale assessments, process improvement and support for compliance programs. 

Together, we help analyze current policies and procedures to find gaps or breaches in existing safeguards and are adept at designing and implementing controls that serve to rehabilitate deficiencies and/or monitor the continuing effectiveness of an organization’s compliance program in an ever-changing business environment.

What We Do

Risk Mitigation

We help our clients conduct proactive corruption risk assessments, enhance compliance programs and perform value-added analysis that help decision-makers address and mitigate specific corruption risks. 

Our multidisciplinary team conducts corruption risk assessments including pre-acquisition corruption risk reviews, designs and implements risk-based compliance programs, performs geopolitical risk assessments and market entry analysis, and also performs post-acquisition and third-party compliance audit.

Investigation Support

We offer a wide range of expert support at every stage of a criminal investigation at a global level. We collect information through publicly available material, conduct interviews and investigate beneficial relationships in order to produce a report for key stakeholders based on our investigation that answers the questions who, what, where, when, how and why of the identified facts and events.

Remediation Programs

Concurrent with, or following, a corruption investigation, our integrated teams of professionals are experienced in assisting our clients with reporting to key stakeholders and regulators, and developing and implementing remedial plans designed to enhance anti-corruption protocols and internal accounting controls.

Our integrated teams can assist by developing and implementing remediation plans to address control weaknesses in a particular business or systemic issues across the criminal compliance program by developing or modifying anti-corruption policies and procedures. 

Nathasha Rocha

Nathasha Rocha is a Senior Managing Director in the Compliance Services at Rocha Law Consulting, based in Florida, USA. 

With a rare expertise in the intersection of Tax Law and Criminal Law in Brazil, Ms. Rocha has extensive experience in criminal and regulatory matters including investigations of money laundering, financial crime, bribery and corruption. Ms. Rocha´s experience covers the execution of anti-money laundering (“AML”) practices, sanctions and fraud risk assessments,  including but not limited to the supervision of investigations of money laundering, fraud, bribery and corruption.

As a Tax and Criminal Law specialist in Brazil, Ms. Rocha regularly works alongside Compliance Officers to provide the intelligence required to enhance and support legal strategies.

Ms. Rocha helps her clients to understand potential compliance risks they are exposed to by conducting risk assessments and audits, in particular transaction testing, gap analysis, document review and interview. She also advises her clients on risk management and delivering compliance program implementation and enhancement, to mitigate and control risks through system optimization, policies and procedures uplift, and training.

Furthermore, Ms. Rocha also acts as an independent forensic investigator on behalf of special committee, shareholders, regulators and management regarding allegations of fraud, misconduct and violation by employees or companies.

Meet our Leader

Always looking forward.

To learn more about our service offerings and industry expertise or to have an Rocha Law Consulting professional contact you directly, please fill out the form or email us directly at contact@rochalawconsulting.com.